Broker-Dealer Employment Matters

We handle a wide range of complex broker-dealer employment disputes. We are widely recognized as industry leaders in securities industry recruitment as well as non-compete and “raiding” matters. Our lawyers appear throughout the nation before FINRA arbitration panels for securities cases. Gana LLP also handles claims of defamation, wrongful termination, and employment discrimination based on race, gender, or sexual orientation.

We also counsel broker-dealers regarding employment matters such as compliance procedures, personnel policies, and employment agreements.