Alabama Investment Lawyers

Gana LLP specializes in complex commercial litigation and securities arbitration. Our attorneys have experience holding brokerage firms accountable for securities misconduct. Many times clients attempt to resolve their dispute with the brokerage firm without assistance. Unfortunately, brokerage firms rarely compensate clients who have suffered securities misconduct without first resorting to legal action.

We understand that when clients retain our law firm their financial security has been lost and their retirement plans put on hold. Many clients do not know where their investments assets have gone or how their financial advisor could have recommended them to invest in risky assets in the first place. Our attorneys can help evaluate your claims and determine the proper course of action.

As a background, in the State of Alabama, investors are protected by legislative laws, statutes, and industry regulations that prohibit brokers from engaging in misrepresentation, fraud, unsuitable sales, churning, breach of fiduciary duty, unauthorized trading, negligence or failure to supervise. Below are resources and useful links dealing with investor protection information available in the State of Alabama:

While state securities regulators successfully investigate and enforce regulations, investors are rarely reimbursed as a result of these enforcement actions. By hiring a securities attorney, investors increase their chances of being awarded compensation.

To learn more about securities topics and any potential claims you may have, please visit our Securities Arbitration & Litigation page. Gana LLP represents investors in all major Alabama cities including Birmingham, Montgomery, Mobile, Huntsville, Tuscaloosa, Hoover, Dothan, Decatur, Madison and Auburn. Our consultations are free of charge and the firm is only compensated if you recover.