Securities Arbitration & Litigation

Client financial losses stem from many sources. Sometimes, broker-dealers and investment advisers sell securities that generate high fees that are inappropriate for clients. Some clients are sold novel and exotic investment products that are only appropriate for a small group of sophisticated investors willing to take excessive risk. Other clients come to us with account statements and trading activity so voluminous and complex that the client cannot even tell how much money they have lost. Many times these indecipherable account statements are set up to cover up excessive trading activity and risk.

Gana LLP can help clients determine if their investment losses were the result of normal market forces or misconduct by Wall Street. When clients first retain us, many of them have suffered substantial losses to their portfolios that they cannot understand. Our securities lawyers can help recoup those losses through a detailed and forensic approach to understanding the losses and by applying the appropriate law to explain those losses.

Gana LLP has successfully resolved hundreds of securities arbitrations through verdict or settlement.  We represent individuals and institutions throughout the United States in disputes before the Financial Industry Regulatory Authority (FINRA) and previously before its predecessor organizations, the National Association of Securities Dealers (NASD) and the New York Stock Exchange (NYSE). Claims brought on behalf of clients include suitability, churning, unauthorized trading, breach of fiduciary duty, fraud, and negligent misrepresentation.  

To learn more about our Securities Arbitration & Litigation practice please follow the links below.

Securities Lawyers Blog - Securities
Client Reviews
★★★★★
"Adam is a superior litigator who competently balances his legal skill set with a pragmatic focus on the end goal. I recommend him and his firm highly."
★★★★★
"Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future." Rob D. - Co-Counsel.
★★★★★
"If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional." Nancy N.
★★★★★
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.
★★★★★
Gana LLP has the best attorneys period. They work hard, they work fast and I would recommend them to anyone. They are like family. Liz N.