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Securities Attorneys Representing Investors in all 50 States

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Nationwide Securities Dispute
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Experienced Investment Attorneys

We are Investor Advocates.

Gana LLP represents investors nationally in FINRA arbitrations. Our goal is to recover investment losses for our clients from broker-dealers and financial advisors. Our clients are commonly the victims of securities fraud, unsuitable investment strategies, misrepresentations, and improper account management. Our attorneys can help you determine if securities losses were the result of unfair or unlawful practices in the brokerage industry.

Claims brought on behalf of clients include suitability, churning, unauthorized trading, breach of fiduciary duty, fraud, and negligent misrepresentation. However, securities fraud can take many forms and may not be easily discoverable. Some advisors place clients in high risk, high commission products without adequately disclosing the risks of those products to their clients. Many of these investment products can drain client accounts, are often illiquid, and can decimate retirement planning.

Many victims of securities fraud do not come forward for various reasons including blaming themselves for being fooled by a trusted advisor. The truth is you are not alone and are probably only one of many people the broker as deceived. Brokerage firms are required to exercise diligence in supervising their brokers.

We are here to help. Gana LLP has successfully resolved hundreds of securities arbitrations through full evidentiary hearing or settlement. We represent individuals throughout the United States in disputes before the Financial Industry Regulatory Authority (FINRA).

If you believe that you may have been a victim of securities fraud, our experienced attorneys will forensically evaluate your accounts for of charge to determine if you have a case. Our attorneys have analyzed thousands of accounts and investments and will be able to help answer your questions.

About Our Representation

Quality, Advocacy, Results. We apply these principles to all of our practice areas. Our representation aims to combine the intellect and experience of a big firm with the focus and personalized service of a small firm. We individualize our approach to litigation to each clients’ case. From the very beginning we understand the issues and concerns, weigh the options, and implement an effective and compelling case strategy. The Practice Area section of this site details all of the ways in which we can help our clients with their legal needs.

In addition to investor disputes, our firm represents plaintiffs and defendants in a wide range of practice areas including complex commercial litigation and arbitration. No matter the type of dispute, we strive to understand our client’s needs and concerns, passionately advocate, and diligently prepare a winning trial strategy.

Our fee structure is designed to provide clients with options for effective case management. If you chose to work with our firm, we offer contingency, hourly, and hybrid fee models.

While our office is centrally located in midtown Manhattan, Gana LLP represents investors across the nation. We invite you to call us for a free consultation and discuss your legal issues. We just may be the legal solution you need.

The FINRA Arbitration Process

Our securities attorneys have successfully resolved hundreds of securities arbitrations through verdict or settlement. We represent individuals and institutions throughout the United States in disputes before the Financial Industry Regulatory Authority (FINRA). Claims brought on behalf of clients include suitability, churning, unauthorized trading, breach of fiduciary duty, fraud, and negligent misrepresentation.

Many clients ask, what is FINRA and why do I have to arbitrate my dispute through FINRA? Arbitration in general is a dispute resolution forum that serves as an alternative to traditional litigation that takes place in a court room. An arbitration proceeding is just as binding on the merits of a case as if the matter were brought in court. However, an appeal from an arbitration decision is more limited than an appeal of a judicial ruling.

FINRA runs the arbitration forum for the entire brokerage industry in the United States. FINRA provides a streamlined processes and procedures for resolving customer disputes. FINRA also sets standards of care and industry practices that its members and brokers must adhere too. Our investment attorneys can provide you with more information concerning FINRA arbitration.

Contact Us
  • $7.8 Million Class Action Settlement

    Successfully brought a class action against a global security analysis company in the Eastern District of New York.

  • $4.5 Million Federal Court Judgment

    Represented a trading firm in a Ponzi scheme case in the Southern District of New York.

  • $4 Million Settlement

    Secured settlement on behalf of multiple investors that opted out of a large class action against a large mutual fund. Settled after briefing a motion to dismiss in Colorado state court.

  • $2.9 Million Arbitration Award

    Secured a FINRA award on behalf of a group of investors for selling away and fraud.

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Offices
345 7th Ave 21st Floor, New York, NY 10001 View Larger Map
1608 S. Ashland Ave #76604, Chicago, IL 60608 View Larger Map
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Toll Free: 800-810-4262