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American Trust Investment Services, Inc

The securities attorneys at Gana Weinstein LLP represent customers in their disputes with brokerage firms, such as American Trust Investment Services, Inc (American Trust). Our firm can analyze your accounts and investments in order to determine if there was any wrongdoing in the handling of your accounts. Our analysis can reveal whether an investor has been a victim of misconduct including unsuitable investments, unauthorized trading, excessive trading, or fraud.

American Trust Invest Services Inc is a brokerage firm that provides a variety of products and services in order to best suit their client's needs. The firm is affiliated with, or under common control with the firm, Chicago Capital Management Advisor, LLC.

American Trust Invest Services INC - By the Numbers:

  • CRD #: 3001
  • SEC #: 14394
  • Regulatory Events: 2
  • Customer Complaints: 0
  • Employees: 32

American Trust Invest Services INC - In the News:

Finra v. American Trust Investment Services, INC. (Case #:2014040630701) - American Trust was fined $20,000 by FINRA for its alleged failure to supervise. American Trust allegedly lacked proper supervision over its own email filtering system in its failure to review emails flagged by its system. This alleged neglect of proper review included the firm's failure to produce and follow a set written supervisory system, specifically in regards to various consulting services the firm contracted for a certain client, which resulted in inadequate oversight of the registered representatives involved in providing consulting services on behalf of the firm.

Indiana v. American Trust Invest Services INC (Case #: 11-0062) - The firm was fined $8,000 for employing and/or associating with an individual who was involved in the activities of an investment advisor representative on behalf of the firm, even though he was not registered as an American Trust Services investment advisor representative in Indiana at that period in time. In addition, American Trust allegedly failed to properly supervise at least one of their registered representatives.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.