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B.B. Graham & Company Inc

The law offices of Gana Weinstein LLP represents investors that have disputes with their financial advisors or brokerage firms, such as B.B. Graham & Company Inc (B.B Graham). There are many different types of securities related misconduct including breach of fiduciary duty, failure to supervise, false representations, and churning. Many investors do not realize when their financial advisor engages in securities misconduct, but there are steps that can be taken to recover losses. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm.

B.B. Graham & Company Inc is a broker-dealer that offers a variety of financial services to its clients. The firm is affiliated with, or under common control with Graham & Co. Advisory, Inc, which are both directly owned by Bruce Graham.

B.B. Graham - By the Numbers:

  • CRD #: 41533
  • SEC #: 49477
  • Regulatory Events: 3
  • Customer Complaints: 4
  • Employees: 82

B.B. Graham - In the News:

FINRA v. B.B. Graham & Company (Case #: 2011027646701) - B.B. Graham was fined $190,000 by FINRA due to the findings that showed that the firm allegedly sold corporate bonds to its customers for a price that was unfair. The firm's written supervisory procedural system lacked the necessary supervision necessary to properly supervise in order to ensure fair pricing, in regards to selling corporate bonds to customers. The supervisory system in place lacked the minimum requirements mandatory for adequate written supervisory procedures.

NASD v. B.B. Graham & Company (Case #: 03-08724) - B.B. Graham was fined $10,000 for its alleged breach of their fiduciary duty, misrepresentation of an account, and account related margin calls.

NASD v. B.B. Graham & Company (Case #: 06-03917) - B.B. Graham was fined for a total of $243, 377.44 for allegedly engaging in churning, misrepresentation, suitability, and breach of contract, regarding an account.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.