Indiana Securities Arbitration & Litigation Lawyers

Gana Weinstein LLP specializes in complex commercial litigation and securities arbitration. The firm represents individuals and institutions involved in securities litigation within the State of Indiana and in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA). When a client retains us, they have incurred insurmountable financial losses and cannot determine how their broker permitted their investments to dwindle away.

In the State of Indiana, legislative laws, statues and industry regulations protect investors from broker-dealer and investment advisers who engage in breach of fiduciary duty, churning, fraud, failure to supervise, unsuitable sales, unauthorized trading, or negligence. Below are useful links and resources covering some of the investor protections available in the State of Indiana:

While securities regulators ensure the enforcement of regulations, investors are rarely reimbursed as a result of an enforcement action. A study of 75 Securities and Exchange Commission (SEC) cases between 2002 through 2005 revealed that the SEC distributed around $60 million out of $4.8 billion it collected in civil fines and restitution in settlements with the companies during that period of time. The expertise of the attorneys at Gana Weinstein LLP is the best chance for investors to be compensated. We apply a detailed and forensic approach to understanding your investment activity to explain those losses and apply the appropriate law to advance your claims.

Most investors prefer investments with high returns and low risk, however investors should know that high returns usually means corresponding high risk. Broker-dealers harp on the investor's desire for high returns and simply sell novel investment products in order to garner large commissions for them regardless of the investor's willingness to withstand large losses. Some of our clients are sold investment products that are only appropriate for a small group of sophisticated investors willing to take excessive risk. Many times these indecipherable account statements are set up to cover up excessive trading activity and risk. Our years of experience within the securities industry allow us to correctly analyze the issues, risks and exposures for the investment portfolios.

To learn more about potential claims and securities topics please visit our Securities Arbitration & Litigation page. Gana Weinstein LLP represents investors in all major Indiana cities including Indianapolis, Fort Wayne, Evansville, South Bend, Carmel, Bloomington, Fishers, Hammond, Gary and Munice. Our consultations are free of charge and the firm is only compensated if you recover.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.