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M Holdings Securities, Inc. Investment Attorney

The attorneys at Gana Weinstein LLP represent clients in securities disputes against investment firms, such as M Holdings Securities, Inc. (M Securities). Among the claims that may be brought on behalf of clients include misconduct related to securities fraud, failure to supervise,unauthorized trading, and various investment products. Our attorneys can analyze your brokerage account statements, confirmations, and trading activity to determine the extent of the financial losses and provide a consultation.

M Financial Group was founded in 1978 and began with 13 member firms. Today, M Financial Group claims more than 140 member firms in 37 states and the United Kingdom, and approximately 700 Marketers. M Financial maintains headquarters in Portland, Oregon, with a professional staff of more than 200 team members including actuaries, accountants, and product experts.

M Holdings Securities – By the Numbers:

  • CRD# 43285
  • SEC# 8-50214
  • 1 Regulatory Events
  • Total Revenues: $131.9 million – 2012
  • Total Account Assets: $28 billion – 2012
  • Client Accounts: 48,557
  • Number of Retail Offices: 171
  • Representatives: 852 - 2012

M Holdings Securities – In the News:

In re M Holdings Securities, Inc., AWC No. 2006006455001 – M Securities was censured and fined $90,000 and ordered to pay $30,963.26, plus interest, in restitution to customers, and required to revise its supervisory procedures regarding fair pricing reviews of fixed income transactions. FINRA found that the firm sold corporate bonds to a customer and failed to sell such bonds at a price that was fair, taking into consideration market conditions with respect to each bond at the time of the transaction, the expense involved and that the firm was entitled to a profit. In each alleged instance, the same registered representative who was employed in a branch office sold the bonds. The findings stated that the firm’s supervisory system did not provide for supervision reasonably designed to achieve compliance with applicable securities laws for fair pricing reviews of fixed income transactions and qualifying supervisory personnel.

Our attorneys has successfully represented hundreds of investors in their broker disputes with their advisor firms. Our consultations are free and we welcome all inquiries.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.