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We are Investor Advocates

Gana LLP represents investors nationally in FINRA arbitrations. Our goal is to recover investment losses for our clients from broker-dealers and financial advisors. Our clients are commonly the victims of securities fraud, unsuitable investment strategies, misrepresentations, and improper account management. Our attorneys can help you determine if securities losses were the result of unfair or unlawful practices in the brokerage industry.

Claims brought on behalf of clients include suitability, churning, unauthorized trading, breach of fiduciary duty, fraud, and negligent misrepresentation. However, securities fraud can take many forms and may not be easily discoverable. Some advisors place clients in high risk, high commission products without adequately disclosing the risks of those products to their clients. Many of these investment products can drain client accounts, are often illiquid, and can decimate retirement planning.

$7.8 Million Class Action Settlement Successfully brought a class action against a global security analysis company in the Eastern District of New York.
$4.5 Million Federal Court Judgment Represented a trading firm in a Ponzi scheme case in the Southern District of New York.
$4 Million Settlement Secured settlement on behalf of multiple investors that opted out of a large class action against a large mutual fund. Settled after briefing a motion to dismiss in Colorado state court.
$2.9 Million Arbitration Award Secured a FINRA award on behalf of a group of investors for selling away and fraud.
$2.62 Million Arbitration Award Obtained a FINRA judgment against a broker-dealer for failing to supervise the fraudulent activity of its broker.
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Client Reviews
★★★★★
Adam Gana is a great lawyer and Gana LLP a great law firm. I had Adam & Gana represent me in a complex commercial litigation in New York against a former partner. The attorneys were knowledgeable, attentive, energetic, and expertly navigated through a very difficult legal issue. I strongly endorse Gana LLP in the area of securities arbitration. Sean M.
★★★★★
We were parties to a very complex securities fraud case. Mr. Gana represented our interests very professionally. He contacted us as needed and kept us informed of the status of the proceedings. He was straightforward with us regarding the potential of a settlement given the circumstances of the matter. He negotiated a settlement that we believe to be fair and equitable. Gerald.
★★★★★
I assisted my parents in hiring Mr. Gana for a securities case in which my father was taken advantage of. Given the nature of the case, we were very cautious before hiring an attorney. We found Adam to be extremely honest and upfront from the first phone call until the last. He was very patient and respectful when dealing with my aging parents. He kept us informed every step of the way and timelines, costs, etc. played out exactly as he said. Ira P.
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Contact Us
  1. 1 Serving Clients Nationwide in Securities Arbitration
  2. 2 Free Consultation
  3. 3 Effective Case Management

Fill out the contact form or call us at 800-810-4262 to schedule your free consultation.