California Investment Attorneys
Gana LLP represents institutional and individual investors in securities arbitration in FINRA and AAA and in securities litigation throughout the country and in the State of California. Gana LLP represents investors in all major California cities including Los Angeles, San Diego, San Jose, San Francisco, Fresno, Sacramento, Long Beach, Oakland, Santa Ana, Anaheim, and Bakersfield.
When clients first retain our firm, many have suffered significant losses in their portfolios. Our first job is to assist our clients in understanding the cause of their losses- whether from normal market conditions or Wall Street malfeasance.
Remember California investors are protected by a multitude of laws and statutes that along with industry rules prohibit broker misconduct. That misconduct can include the unsuitable sale of securities, securities fraud, churning, unauthorized trading, failure to supervise brokers, and negligence.
Below are resources that can help California investors understand some of these laws.
- The Department of Business Oversight (DBO) provides protection to consumers and services to businesses engaged in financial transactions.
- State of California Department of Justice: Office of the Attorney General
- California Code - Section 25400 contains California's securities anti-fraud statute.
- FINRA along with the Securities and Exchange Commission (SEC) also create and enforce the securities laws.
To learn more about potential claims and securities topics please visit our Securities Arbitration & Litigation page.Our consultations are free of charge and the firm is only compensated if you recover.