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Credit Suisse Securities Investment Attorney

The securities attorneys at Gana Weinstein LLP represent customers in disputes with brokerage firms, such as Credit Suisse Securities (USA) LLC (Credit Suisse). Our firm focuses its practice on investigating and uncovering evidence of financial wrongdoing including securities fraud, unsuitable investment strategies, misleading statements, excessive trading, and breach of fiduciary duties.

Credit Suisse is affiliated with, under common control, or otherwise performs business under the company names Credit Suisse (Bermude) Limited, Credit Suisse First Boston Limited, Credit Suisse Asset Management Limited, and Credit Suisse Prime Securities Services (USA) LLC.

Credit Suisse Group AG is a Switzerland multinational financial services firm. The company is organized with four divisions including investment banking, private banking, asset management, and a shared services group.

Credit Suisse – By the Numbers:

  • CRD# 816
  • SEC# 8-422
  • 211 Regulatory Events
  • 9 Customer Complaints
  • Revenue: $27.05 billion
  • Net income: $2.05 billion
  • Total assets: $1.12 trillion
  • Employees: 47,400 – 2012

Credit Suisse – In the News:

FINRA v. Credit Suisse Securities (USA) LLC, AWC No. 2008012808901 – The Financial Industry Regulatory Authority (FINRA) fined Credit Suisse Securities (USA) LLC $4.5 million for misrepresenting delinquency data and inadequate supervision in connection with the issuance of residential subprime mortgage securitizations (RMBS). FINRA found that in 2006, Credit Suisse misrepresented the historical delinquency rates for 21 subprime RMBS it underwrote and sold.

SEC v. Credit Suisse Securities (USA) LLC, et al, SEC Release No. 9368 – The SEC settled charges with J.P. Morgan Securities LLC and Credit Suisse Securities (USA) concerning misleading investors in offerings of residential mortgage-backed securities (RMBS). The firms agreed to a combined settlement to pay more than $400 million and the SEC stated that it would distribute the money to harmed investors.

FINRA v. Credit Suisse Securities (USA) LLC, AWC No. 20080144512 – FINRA fined Credit Suisse Securities (USA) LLC $1.75 million concerning allegations of violations of Regulation SHO (Reg SHO) and failing to properly supervise short sales of securities and marking of sale orders. FINRA alleged that Credit Suisse entered millions of short sale orders without reasonable grounds to believe that the securities could be borrowed and delivered and mismarked thousands of sales orders.

The investment attorneys of Gana Weinstein LLP litigated hundreds of securities disputes against investment firms that have taken advantage of their clients. Our attorneys can help you detect and uncover suspicious activity in your accounts. Our consultations are free and we welcome all inquiries.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.