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Legend Equities Corporation

The securities fraud attorneys at Gana Weinstein LLP represent institutions and individual customers in disputes with financial firms such as, Legend Equities Corporation (The Legend Group). Our firm can perform an analysis of your investments in order to uncover potential wrongdoing by your broker. A review of your account and trading activity can reveal whether a client has been a victim of fraud, unauthorized trading, churning, or unsuitable investments.

The Legend Group is affiliated with, under common control, or otherwise performs business under the company names: The Legend Group Inc., Legend Advisory Corp, Legend Group Holdings LLC, The Legend Group’s Professional Athletes Financial Services, The Legend Group’s Professional Athletes Retirement Services, and The Legend Group Holdings.

The Legend Group – By the Numbers:
  • CRD# 30999
  • SEC Number 8-45286
  • 4 Regulatory Events as of 2014
  • 1 Customer Arbitration as of 2014
The Legend Group – In the News:

NASB v. Legend Equities Corporation, AWC # 2006003703501 through an AWC, Legend Group settled allegations of failing to establish and implement internal controls compliant with NASD Rules for $110,000. Specifically, the NASD alleged that the Legend Group failed to; properly record broker dealer communications with clients for the statutory period and provide in-office clients with the requisite disclosures.

Nevada v. Legend Equities Corporation, No. CI09-045 – The state of Nevada alleged that the firm failed to register one of its associated persons and a branch office location within the state from December 2000 until June 2002 and thereafter from November 2002 until 2009.

When your broker fails to follow practices compliant with financial industry rules that misconduct may lead to substantial losses in your portfolio. The securities attorneys at Gana Weinstein LLP are familiar with both the law and the industry’s rules. We have resolved hundreds of securities arbitration claims against broker dealers. Our consultations are free and we welcome all inquiries.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.