Louisiana Securities Attorney

Gana LLP represents Louisiana investors and institutions in securities litigation either in court or before the Financial Industry Regulatory Authority (FINRA). Our attorneys have the knowledge and experience to hold brokerage firms and advisors accountable for their misconduct. Often times clients first attempt to resolve their dispute with the brokerage firm by seeking compensation from the brokerage firm. Unfortunately, brokerage firms almost never compensate victims of securities misconduct without resort to legal action.

Unfortunately, when clients retain our law firm their financial security has already been jeopardized and their retirement plans placed on hold. Many clients do not know where their investments assets have gone or how their financial advisor could have recommended them to invest in a risky endeavor in the first place.

Louisiana’s legislative laws and statutes together with industry rules prohibit brokers from engaging in unsuitable sales, Ponzi schemes, unauthorized trading, fraud, churning, failure to supervise, or negligence. Below are useful links and resources covering some of the investor protections available in the State of Louisiana:

Although state securities regulators investigate and enforce securities fraud, investors are rarely reimbursed. A recent study of seventy-five SEC cases revealed that the SEC only distributed 13% of the funds from civil fines and restitution. The best chance for investors to be compensated is to hire attorneys to pursue their claim.

To learn more about potential claims and securities topics please visit our Securities Arbitration & Litigation page. Gana LLP represents investors in all major Louisiana cities including New Orleans, Baton Rouge, Shreveport, Metairie, Lafayette, Lake Charles, Kenner, Bossier City, Monroe and Alexandria. Our consultations are free of charge and the firm is only compensated if you recover.

Client Reviews
★★★★★
"Adam is a superior litigator who competently balances his legal skill set with a pragmatic focus on the end goal. I recommend him and his firm highly."
★★★★★
"Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future." Rob D. - Co-Counsel.
★★★★★
"If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional." Nancy N.
★★★★★
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.
★★★★★
Gana LLP has the best attorneys period. They work hard, they work fast and I would recommend them to anyone. They are like family. Liz N.