New Jersey Securities Litigation and Arbitration Attorneys
Gana LLP represents individual and institutional investors in securities arbitrations through JAMS, FINRA and AAA and also represent clients in securities litigation in state and federal courts throughout the State of New Jersey. Gana LLP represents high net worth investors in all major New Jersey cities including Newark, Jersey City, Paterson, Elizabeth, Edison, Hamilton, Woodbridge Township, Clifton and Cherry Hill.
When clients first contact our firm, many investors sophisticated or otherwise, generally do not understand the cause of their losses or even how much money they actually lost. Our attorneys take a detailed analytical approach to determining how our clients lost money and the cause of those losses. We then take that analysis to legally conclude whether our clients have been victims of fraud, negligent conduct, or industry violations including suitability or supervisory misconduct.
In some cases, investment advisers and broker-dealers simply sell novel investment products in order to garner commissions. In other cases brokers sell high risk investments without disclosing the risk.
Investors in New Jersey are protected by federal law, New jersey state law and industry rules and regulations. Below are some useful resources in the State of New Jersey:
- New Jersey Bureau of Securities is the State's Regulatory Agency. Investors can contact the Bureau for information regarding registration, exemption filing and to file complaints.
- The Division of Consumer Affairs is within the New Jersey Office of the Attorney General which protects New Jersey consumer and business entities.
- The New Jersey Uniform Securities Law and Regulations contain statutes for registration requirements and anti-fraud provisions.
- FINRA oversees and regulates all broker-dealers in the United States. FINRA, in conjunction with the Securities and Exchange Commission (SEC) also creates and enforces the securities laws.
To learn more about potential claims and securities topics please visit our Securities Arbitration & Litigation page. Our consultations are free of charge and the firm is only compensated if you recover money.