Ohio Securities Arbitration Lawyers
Gana LLP represents individuals and institutions in investment related arbitration and litigation around the nation and within the state of Ohio. Our attorneys have represented clients from all over Columbus, Cleveland, Cincinnati, Toledo, Akron, Dayton, Parma, Canton, Youngstown and Lorain.
When our clients first retain us, many of them do not understand whether their investment losses were cause of normal market forces or Wall Street misconduct. Gana LLP conducts a detailed forensic analysis to each client account to determine if they were victims of securities fraud, negligence, supervisory failures, victims of an unsuitable investment strategy or churning. Our approach is individually tailored to meet our clients needs an expectations.
Investors in Ohio are protected by a number of statutes, laws and regulations. The links below will help our clients understand the laws and regulators that govern the State of Ohio.
- Division of Securities ensures financial institutions comply with Ohio Securities Act and protects consumers and investors in financial matters.
- Division of Consumer Protection protects Ohioans from illegal business practices.
- Ohio Securities Act relates to the oversight of securities transactions in the state.
- FINRA oversees and regulates all broker-dealers in the United States. FINRA, in conjunction with the Securities and Exchange Commission (SEC) also creates and enforces the securities laws.
Unfortunately, state securities regulators rarely reimburse investors as a result of an enforcement action. Hiring an investment attorney is advisable to maximize your chance of recovery.
To learn more about potential claims and securities topics please visit our Securities Arbitration & Litigation page. Our consultations are free of charge and the firm is only compensated if you recover.