Oklahoma Securities Arbitration Attorneys

Gana LLP specializes in securities litigation and arbitration around the nation and within the State of Oklahoma. In general, many investors lose money and fail to understand the cause of their losses. Some have questions about their accounts and want answers. Additionally, many investorss are disturbed that their broker recommended risky investments in the first place.

Securities misconduct comes in many different forms and no two cases are exactly alike. Sometimes, brokers buy and sell securities excessively for the purpose of generating commissions – this conduct is known as churning. Other times, brokers’ misrepresent the risks of securities. Often, brokers sell securities that are not suitable or appropriate for investors.

Oklahoma investors are protected by legislative statutes, both state and federal, but also by industry rules that prohibit brokers from engaging in unauthorized trading, fraud, churning, unsuitable recommendations, and other forms of misconduct. Below are useful links and resources covering some of the investor protections available in the State of Oklahoma.

The Oklahoma Securities Commission regulates securities in Oklahoma. The Securities Commission receives and process applications for registration or exemption of securities and takeovers in the State of Oklahoma.

FINRA is the entity that regulates all broker-dealers in the United States.

Our securities lawyers can help you determine if your investment losses were the result of corporate malfeasance. While many investors try to rely on regulators to return their funds, regulators often are unable to do so. In fact, a study suggests less than 13% of enforcement action proceeds go to investors. An investor’s best chance for recovery is to hire an attorney.

To learn more about securities topics please visit our Securities Arbitration & Litigation page. Gana LLP represents investors in all major cities across Oklahoma including Oklahoma City, Tulsa, Norman, Broken Arrow, Lawton, Edmond, Moore, Midwest City, Enid, Stillwater, Muskogee, Bartlesville and scores of other cities within the State of Oklahoma.

Client Reviews
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"Adam is a superior litigator who competently balances his legal skill set with a pragmatic focus on the end goal. I recommend him and his firm highly."
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"Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future." Rob D. - Co-Counsel.
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"If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional." Nancy N.
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Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.
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Gana LLP has the best attorneys period. They work hard, they work fast and I would recommend them to anyone. They are like family. Liz N.