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Presidential Brokerage Inc

The law offices of Gana Weinstein LLP represents investors that have disputes with their financial advisors or brokerage firms, such as Presidential Brokerage Inc. The attorneys at Gana Weinstein LLP can analyze your investments to determine if there was actionable misconduct by the broker or brokerage firm. Many investors do not realize when their financial advisor engages in securities misconduct, but there are steps that can be taken to recover losses. There are many different types of securities related misconduct including breach of fiduciary duty, failure to supervise, false representations, and churning.

Presidential Brokerage Inc is a brokerage firm that offers investment and advisory services to its clients. Presidential Brokerage Inc is also known as America's Retirement Store, in the locations California and Colorado.

Presidential Brokerage Inc - By the Numbers:

  • CRD #:28784
  • SEC #: 43930
  • Regulatory Events: 1
  • Customer Complaints: 4
  • Employees: 27

Presidential Brokerage Inc - In the News:

NASD v. Presidential Brokerage Inc (Case #: E3A2002001601) - Presidential Brokerage Inc was fined $70,000 for allegedly misreporting customer complaints. The firm reported customer complaints with inaccurate information and later than the requirements mandate. The firm lacked a proper supervisory system and its enforcement of NASD rules. This failure to properly supervise led to multiple registered representatives to employ trading strategies to customers located abroad. In addition, Presidential Brokerage Inc allegedly recommended the purchase mutual funds that were not economically beneficial to their clients.

FINRA v. Presidential Brokerage Inc (Case #: 14-01815) - Presidential Brokerage Inc was fined $654, 095.80 by FINRA due to their alleged breach of their fiduciary duty, breach of contract, unsuitability, negligence, and failure to supervise regarding a specific account.

NASD v. Presidential Brokerage Inc (Case #: 95- 01600) - The firm was fined $38, 351 for their alleged misrepresentation, suitability, breach of their fiduciary duty, and negligence of a client's account.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.