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Signator Investors, Inc. Investment Attorney

The law offices of Gana Weinstein LLP represents securities investors that have disputes with their financial advisors or brokerage firms, such as Signator Investors, Inc. (Signator). Investment related misconduct that our firm has represented clients concerning includes securities fraud, unsuitable investment products, private placements, and unauthorized trading. Our firm’s attorneys can analyze your investment accounts and determine if there was actionable misconduct by the financial advisor or brokerage firm.

Signator is a broker dealer with approximately 1,600 financial advisors in over 30 branch offices across the United States known as the John Hancock Financial Network. The firm boasts of a comprehensive range of investment and protection products from leading carriers.

Signator is affiliated with, under common control, or otherwise performs business under the company names John Hancock Distributors, Inc and Manulife Financial.

Signator – By the Numbers:

  • CRD# 468
  • SEC# 8-13995
  • 11 Regulatory Events
  • 12 Customer Complaints
  • Total Revenues: $265 million - 2012
  • Total Client Assets: $10.4 billion – 2012
  • Retail Offices: 31
  • Representatives: 1,602 - 2012

Signator – In the News:

In re James Glover – A Signator broker reached settlement with the Financial Industry Regulatory Authority (FINRA) resulting in a permanent bar from the securities industry. FINRA alleged that while Glover was employed by Signator, the broker misappropriated customer funds and sold unregistered securities products. Glover was associated with Signator from 1998 through May 2012. While associated with Signator, FINRA alleged that Glover wrongfully sold private placements, limited liability companies, and real estate related ventures. At least 25 customer complaints have been filed against Signator concerning the firm’s failure to supervise Glover’s business activities. Nearly all of the customer complaints accuse Glover of selling fraudulent real estate related securities and of mishandling the customer’s accounts.

Investors often believe that if they complain about the misconduct to their brokerage firm that their losses will be compensated. However, firms rarely admit to wrongdoing and compensate aggrieved investors. Our attorneys has successfully represented hundreds of investors in their broker disputes with their advisor firms. Our consultations are free and we welcome all inquiries.

Client Reviews
Thank you Adam and all your colleagues for the professionalism and diligence in the final settlement of our securities fraud case. When a past law firm group turned our case down, you and your firm took on the case and we thank you for the great outcome. We would highly recommend your firm. Gloria K.
I will never forget how much you helped me by winning my case! I never thought I would see any money from my investment. I admire the way you fight for everyday people against big companies. Thank you so much! Myra W.
Adam is an outstanding lawyer. I have worked on several cases with Adam and look forward to working with him again in the future. Rob D. - Co-Counsel.
If you want an attorney that is easy to talk to and genuinely cares about your legal situation, contact Adam Gana. He helped me settle a difficult contract dispute. When you work with Adam, he makes you feel as if you are his top priority. He will call you regularly to stay on top of the situation and submits all necessary legal documentation in a timely manner. His writing is excellent, his demeanor professional, and his work exceptional. Nancy N.
Adam helped me recover money from my broker when I thought all was lost. My house was about to be foreclosed, and I lost everything. Adam came in and saved my life. Jean C.